Welcome to the only roundtable podcast in compliance. Today, we are thrilled to have our newest panelist Karen Woody join us as a permanent panelist. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting.   We end with a veritable mélange of shouts outs and one epic rant.     1. Karen Woody talks about the ‘wild west’ of cryptocurrency and the regulatory environment growing up around it. Karen has a shout out domestic tourism in Brown County Indiana.   2. Jay Rosen discusses the morally bankrupt culture at Facebook and how the company can begin to comeback from the abyss. Rosen shouts out to Josh Allen and the Buffalo Bills for being one of the best teams in the NFL this season and advises long-suffering Bills fan Lisa Fine to ‘enjoy the ride’.  3. Matt Kelly discusses the recent speech by SEC Director of Enforcement, Gurbir Grewal in which Grewal previewed an increase in penalties in enforcement by the SEC. Kelly shouts out to Kareem Abdul Jabbar for his evisceration of NBA players in general and Kyrie Irving in particular for their selfish attitudes in failing to get Covid vaccinations.   4. Jonathan Armstrong looks at whistleblowing in the EU. He shouts out to Emma Raducanu for her stunning win in the US Open this year.  5. Tom Fox rants about Waller County and its lack of criminal charges against drivers who intentionally or negligently run over cyclists. The members of the Everything Compliance are: •       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com •       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com •       Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com Learn more about your ad choices. Visit megaphone.fm/adchoices

Everything Compliance

Episode 87, the Award-Winning Edition

Welcome to the only roundtable podcast in compliance. Today, we have the full quintet of Matt Kelly, Jonathan Marks, Mike Volkov, Jonathan Armstrong and Jay Rosen episode dedicated as our collective reflections on the 20thanniversary of 9/11. We end with a veritable mélange of shouts outs and one epic rant.     1. Mike Volkov has a melancholy shout out for the US soldiers killed in the recent bombing in Kabul who were not yet born or very young children on 9/11.   2. Jonathan Marks shouts out to the first responders of 9/11 and the men and women of the US military.   3. Jay Rosen shouts to civility and unity, lost commodities in 2021 America and hopes we can reclaim those qualities that brought us together after 9/11. 4. Matt Kelly has an epic rant on backsliders in politics and society that are running away from what America stands for.  5. Jonathan Armstrong shouts out to all those first responders who run towards the danger and to Dr. Peter Holden and his colleagues who treated bombing victims on 7/7 in London. 6. Tom Fox shouts out to men and women of the US military who went to war some 20 years ago when they were in the late teens and early 20s. He also shouts out to Iraq veteran John Lee Dumas who reminds us all that we are the Land of the Free because of the Brave. Additional Resources: For more reflections on 9/11, check out my podcast series, Looking Back on 9/11.  The full schedule is: Sept. 6-Gabe Hidalgo Sept. 7-Juan Zarate Sept. 8-Alex Dill Sept. 9-Eric Feldman Sept. 10-Scott Moritz Sept.11-John Lee Dumas  The podcasts will post at midnight on iTunes, YouTube, Megaphone and Spotify. It will post at 6 AM on the Compliance Podcast Network and JDSupra. The members of the Everything Compliance are: •       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com •       Mike Volkov – One of the top compliance commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com •       Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 85, the 9/11 Edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Jonathan Armstrong, Jay Rosen, Jonathan Marks and special guest panelist Mary Shirley for a deep dive into a potpourri of issues and topics. We end with a veritable mélange of rants and shouts outs.     1. Jay Rosen looks at the anticipated anti-trust policy issues and enforcement coming out of the Biden Administration. Rosen shouts out to those attorneys at the Department of Justice and State AGs’ offices who stood up when Trump tried to steal the election.   2. Mary Shirley sits in as a special guest panelist. Mary discusses the recent actions of the CCO at Activision/Blizzard.  Shirley rants about the lessening of the CCO role.  3. Jonathan Marks considers the role of internal audit in internal investigations. Marks rants about MLB having a Field of Dreams baseball game and then blacking it out to almost ½ of the country.  4. Jonathan Armstrong discusses the Amazon GDPR fine issues by the Luxemburg Data Protection Authority. In a melancholy shout out, Armstrong honors 1st responders to the Plymouth shooting in the UK.  5. Tom Fox shouts out Texas Governor Gregg Abbott and his inaction on the Texas Power Grid crisis, which increased his campaign contributions from the energy industry.   The members of the Everything Compliance are: •       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com •       Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com •       Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 84, the Eyeball Rental Edition

Welcome to the only roundtable podcast in compliance. Today, we have a quintet of Jonathan Armstrong, Matt Kelly, Jay Rosen, Tom Fox and special guest panelist Karen Woody for a deep dive into a potpourri of issues and topics. We end with a veritable mélange of rants and shouts outs.     Jay Rosen looks at how independent integrity monitors can assist to continue to health care providers deliver health care services through furthering compliance objectives. Rosen shouts out to the Golden Boy Tom Brady in asking ‘will 8 be enough’ to get the chip off Brady’s shoulders. Tom Fox sits in this week to discuss continuing HP/Autonomy fight around HP’s disastrous acquisition of Autonomy back in 2011. The latest episode occurred with a UK court approved the extradition of former Autonomy founder Mike Lynch to the US to stand trial for criminal charges. Fox shouts out to Neil Gerrard for inventing the phrase ‘global amnesia’ for explaining why he lied in sworn testimony during the ENRC trial. Karen Woody sits in as a special guest panelist. Woody discusses the recent SEC enforcement action involving a SPAC and the Ackerman withdrawal of his SPAC purchase of Universal Music. Woody shouts out to second season of Ted Lasso. Matt Kelly considers the compliance lessons from the Tandy Leather SEC enforcement action. Kelly shouts out to restaurants requiring proof of vaccination of potential customers. 5. Jonathan Armstrong discusses what is a Chumba Wumba attack. Armstrong shouts out to author Eric Carle.  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Resources See Matt Kelly’s blog post on Radical Compliance on the Tandy Leather SEC enforcement action. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 83 - The Vaccinated Edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Matt Kelly, Jay Rosen, Tom Fox and special guest panelist Lisa Fine for a deep dive into a potpourri of issues and topics for the month of July. We end with a veritable mélange of rants and shouts outs.     Jay Rosen looks at the latest MLB scandal and compares it to the GOP Congress rejecting an investigation into the January 6 insurrection at the US Capitol. Rosen shouts out to first responders. Tom Fox sits in this week to discuss the US Department of Treasury’s priorities around AML, fraud, corruption and cybercrime. Fox shouts out to the recently indicted Trump Organization for its Document Document Document policy which led to said indictment. Lisa Fine sits in as a special guest panelist. Fine considers RTW from the compliance perspective. Fine takes this opportunity to both shout out and rant. She rants about the rampant overuse of the term ‘thought leader’. Fine shouts out to employees and others who speak up, raise valid issues and World Whistleblower Day. Matt Kelly considers the Amec Foster Wheeler FCPA enforcement action. Kelly shouts out to proposed legislation in Congress to protect Inspector Generals.  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 82, the Welcome to July edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Matt Kelly, Jonathan Marks, Mike Volkov and special guest panelist Kortney Nordrum for a deep dive into the recent President Biden Statement and Memorandum making corruption a national security issue. We end with a veritable mélange of rants and shouts outs.     Mike Volkov looks at it from the regulatory/prosecutorial perspective and what it might mean for enforcement. Volkov rants about the DOJ investigations into Democratic members of Congress under the Trump Administration. Jonathan Marks says that everything in the President’s Statement should not be surprise but it is a wakeup call for BODs. Marks shouts out to the FBI for recovering the bitcoin payment made by Colonial Pipeline to the cyber hackers who breached it. Kortney Nordrum sits in as a special guest panelist. She looks at the Statement and Memorandum from the perspective a CCO. Nordrum rants about OSHA who after promising guidance for companies on return to work after Covid-19, only does so for health care organizations. Matt Kelly considers the Statement and Memorandum from cryptocurrency perspective and considers what additional legislation might come out of the national security review. Kelly has his own epic rant about Texas’ own Congressman Louis Gohmert who asked a Department of Forestry representative if they had looked at altering the orbit of the earth or moon to combat the effects of climate change. Tom Fox shouts out to the Department of Justice who indicted two US citizens who were engaged in bribery and corruption in trying to persuade the Trump Administration to order the DOJ to drop its investigation into 1MDB. Additional Resources: Matt Kelly blog post on Radical Compliance, Biden Puts Anticorruption Centerstage  Mike Volkov Podcast on Crime Corruption and Compliance, The Biden Administration Announces Anti-Corruption Battle as National Security Interest  Tom Fox takes a deep dive into the Statement and Memorandum on the FCPA Compliance and Ethics Blog Biden Statement The Biden Administration, Corruption and National Security Are You a Compliance Evangelist? The Role of Corporate Compliance  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 81, the Biden on Corruption Edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Matt Kelly, Jonathan Marks, Jonathan Armstrong and Jay Rosen for a deep dive into plethora of compliance topics. We end with a veritable mélange of rants and shouts outs.     Jonathan Armstrong Jonathan Armstrong reflects on the SFO’s 0-11 record in trying individuals, after corp DPAs have been signed. Armstrong delivers a shout out to the BBC for their podcast series Lazarus Heist. Jonathan Marks talks about the intersection of governance, fraud and corporate culture. Marks has his most epic rant ever, directed at Bob Baffert who claims he has no idea how his Kentucky Derby winning horse was drugged. Jay Rosen reviews a recent AMI, Integrity Through Compliance podcast on healthcare issues in 2021. Rosen shouts out to the GOAT Tom Brady and his return to New England in the 4th game of the 2021 NFL season. Matt Kelly discusses the recent Biden Administration Executive Order on Cybersecurity. Kelly shouts out to Moderna for its covid vaccine. Tom Fox shouts out to the 10,000 New York Yankee fans who so voraciously berated the Houston Astros as cheaters during a recent trip to Yankee Stadium that it hurt the feelings of those same cheaters. Additional Resources: Matt Kelly blog post on Radical Compliance, Parsing Biden’s Cybersecurity Order  See Cordery Compliance Client Alert, SFO Loses another case  Listen to the AMI podcast Integrity Through Compliance: Episode 8: From Business Opportunities to Compliance Risks: Healthcare Expectations in 2021  Jonathan Marks blog post on Board and Fraud, Governance, Fraud, and Corporate Culture: Sorting Through a Complicated Relationship  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 80, the Vaccinated edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Matt Kelly, Jonathan Marks, Jonathan Armstrong and Jay Rosen for a deep dive into plethora of compliance topics. We end with a veritable mélange of rants and shouts outs.     Jonathan Armstrong takes us through the significance of the EDPB approval of the UK Draft Data Protection Adequacy decision. Armstrong delivers a most heartfelt shout out to Prince Phillip for a life well lived. Jonathan Marks talks the new SEC position on ESG reporting and what it means for BODs and compliance. Marks rants about Bernie Madoff. Jay Rosen reviews a recent AMI, Integrity Through Compliance podcast with Rod Rosenstein. Rosen rants about his ongoing love/hate relationship with the Boston Red Sox. Matt Kelly discusses a recent Prevalent report on 3rd party risk management from the cybersecurity and ABC compliance perspective. Kelly rants about Hometown International, a NJ diner, with $14K in annual profits, a Fight Club in the back of the diner and a $100MM valuation. Tom Fox shouts out to Frank Jacobs, one of the "Usual Gang of Idiots” who made Mad Magazine must reading. For additional Resources: Matt Kelly blog post on Radical Compliance, The Cracks in Third Party Risk Management  See Cordery Compliance Client Alert, EDPB approves UK Draft Data Protection Adequacy Decisions  Listen to the AMI podcast Integrity Through Compliance with guest Rod Rosenstein  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 79, the Prince Phillip edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Matt Kelly, Jonathan Marks, Jonathan Armstrong and Mike Volkov for a deep dive into plethora of topics related to Opening Day. We end with a veritable mélange of rants and shouts outs. Jonathan Armstrong takes us through the current state of the fight against the international scourge of modern slavery. Armstrong rants about the BBC’s non reporting on BoJo paramour Jennifer Arcuri until four days after the story broke. Jonathan Marks talks about the endemic corruption in eSports and the lack of any regulatory body to address the issue. Marks shouts out to FBI Special Kerrie Harny who led the investigation that brought down fraudulent concert promoter Andres Fernandez who told people he could make them wealthy investing in the glamorous industry. He rants about the National Association of eSports (NACE) for its lack of leadership around the corruption in eSports. Mike Volkov talks different perspective on risk management from the perspectives of a GC and CCO. Volkov shouts to the federal prosecutors who have been handling the Matt Gaetz investigation. Matt Kelly discusses the corporate responses or lack thereto of the state of Georgia voter suppression law. Kelly shouts out to Danielle Frazier, the teenager who filmed the killing of George Floyd and apologized to the Floyd family for not doing more to save him. Tom Fox shouts out to John Boehner who in his new book said, "There is nothing more dangerous than a reckless asshole who thinks he is smarter than everyone else. Ladies and gentlemen, meet Senator Ted Cruz." For additional reading see: Matt Kelly blog post on Radical Compliance, Corporate Ethics and Voter Suppression Laws  See Cordery Compliance Client Alert, Modern Slavery, UK Online Registry Launched  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 78, the Opening Day edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Tom Fox, Jonathan Marks, Jonathan Armstrong and Jay Rosen for a deep dive into plethora of topics related to Confirmation Hearings. We end with a veritable mélange of rants and shouts outs.     Jonathan Armstrong bring Scotland to Everything Compliance through the imbroglio the Scottish National Party finds itself in regarding current SNP First Minister Nicola Sturgeon and former SNP First Minister Alex Salmon. Armstrong rants about the EU’s waffling on the AstraZeneca vaccine has potentially cost thousands of lives. Jonathan Marks how continuous auditing can lead to continuous monitoring and continuous improvement. Marks rants about MLB’s decision to do away with affiliations with many minor league teams thereby consigning them to the dustbin of baseball history. JJay Rosen talks about the ECI 2021 GBES and how retaliation against whistleblowers has skyrocketed. Rosen shouts rants about Captain Jay Baker, spokesperson for the Cherokee County Police Department who said that the Atlanta mass shooting suspect was having a “bad day.” Tom Fox sits in this week to discuss how the Alamo can inform a compliance regime. He has an epic rant about the sorry state of Texas politicians who have publicly announced they will protect Wall Street profits earned during the failure of Texas power grid and not make any substantive reforms to the state’s power system.  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 77, the Spring Break edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Mike Volkov, Jonathan Marks, Matt Kelly and Jay Rosen for a deep dive into plethora of topics related to Confirmation Hearings. We end with a veritable mélange of rants and shouts outs. 1. Mike Volkov discusses the intersection of anti-trust and compliance.  He shouts out to Merrick Garland and Gary Gensler for their performances in their Senate confirmation hearing. 2. Matt Kelly considers the confirmation hearing of Gary Gensler and debate at the SEC on climate change disclosures and enforcement. Matt rants about the GOP and their insane discussion of the cancel culture about the Suess Estate withdrawing books. 3. Jonathan Marks reviews the 1st Annual Baker Tilly Fraud Summit. Marks shouts to the Philadelphia 76ers for making professional basketball relevant again in the City of Philadelphia. 4. Jay Rosen talks about Diversity & Inclusion in the workplace and the role of compliance. Rosen shouts out/rants to Jeff Bezos for being the NFL’s mark in its attempt to double its TV licensing fees. 5. Tom Fox has an epic rant about the Neanderthal decision by Texas Governor Gregg Abbott to fully reopen the state and withdraw the mask mandate.   The members of the Everything Compliance are: •       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com •       Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com •       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com •       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com •       Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 76, the Confirmation Hearings edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Jonathan Armstrong, Jonathan Marks, Matt Kelly and Jay Rosen for a deep dive into plethora of topics generally related to the GOAT in football and the Coronavirus pandemic. We end with a veritable mélange of rants and shouts outs.    Jonathan Armstrong joins us from London to review the UK Supreme Court decision in the KBR Section 2 document request case. He shouts out to the UK Judiciary for its perseverance during the Coronavirus health crisis and a special shout out to Texas lawyer Tiddles the Cat. Matt Kelly considers the recent CDC guidance on vaccine and the return to work movement by asking how it all will impact compliance. Matt shouts out to GOP Representative Adam Kissinger for his calling out the hypocritical behavior in failing to punish Donald Trump for leading an insurrection against America.  Jonathan Marks looks at the Fraud Pentagon in the context of fraud risks in the era of the Coronavirus pandemic. Marks shouts to former National Holdings CCO Kay Johnson for her victory over her former employer who fired her when she investigated the company CEO for securities law violations.  Jay Rosen pens a love sonnet to the GOAT and his former QB Tom Brady and looks at Tompa Bay’s accomplishment from the compliance perspective. Rosen shouts out to Twitter and FB for banning the former President from their platforms.  Tom Fox rants about former KPMG UK chairman Bill Michael who was forced to resign after telling KPMG employees to ‘stop whining’ about working during the Coronavirus pandemic. For good measure Michael said there was no such thing as ‘unconscious bias’ against minorities.  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 75, the GOAT and Pandemic Edition

Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Jonathan Armstrong, Jonathan Marks, Matt Kelly and Mike Volkov for a deep dive into what compliance may look like under the Biden Administration. We end with a veritable mélange of rants and shouts outs. Jonathan Armstrong joins us from London to consider what the new Administration might mean for the current British PM and his Administration. He rants about the renewed UK lockdown and how idiots are still not getting the need for it. Matt Kelly considers the Biden Administration appointments at the SEC, CFPB and OCC and how their philosophies on enforcement will impact compliance. Matt rants about the second-class citizenship created when CCOs have to report to GCs. Jonathan Marks looks at FBI and other enforcement agencies renewed vigor in investigating fraud, particularly around PPP and PPE. Marks shouts out to Amanda Gorman for her stirring poetry at the Biden Inauguration. Mike Volkov considers the appointments of Merrick Garland to be Attorney General and Lisa Monaco as Biden’s Homeland Security head and how they will work to clean up the disastrous mess left by the prior Administration. Volkov shouts out the Biden Inauguration Celebration and especially the 3 former Presidents remarks. Tom Fox has a bittersweet shout out to Hank Aaron who passed away last week.  The members of Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com   Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 74, Compliance Under the Biden Administration Edition

Welcome to the only roundtable podcast in compliance. Today, we have the quintet of Jonathan Armstrong, Jay Rosen, Jonathan Marks, Matt Kelly and Tom Fox for a deep dive into events surrounding the Donald Trump led insurrection at the US Capitol on January 6. We end with a veritable mélange of rants and shouts outs.     Jonathan Armstrong joins us from London to consider the banning of Trump from social media platforms and the general view on things from across the pond. He has a melancholy shout out to the Capitol Police officer who was killed in the attack on the Capitol and the five UK police officers killed in the line of duty in 2020. Jay Rosen asks, where were the police? He wonders why police response was so abysmal and why it took the National Guard so long to be deployed. Jay shouts out to the Senate and House who went back to work after the attack and completed their Constitutional mandate to count the votes and report on the results. He also shouts out to Congressional aides who saved the physical votes from destruction. Matt Kelly considers the compliance response to these events as we move into 2021 and the Biden Administration. Matt has a dual shout out and rant. He shouts out to Simon & Schuster for cancelling the contract of insurrection leading Senator Josh Hawley and rants Hawley. Jonathan Marks looks the attack on the Capitol from a crisis management perspective in terms of a risk assessment and root cause analysis. In a very Philadelphia rant Marks excoriates now former Eagles coach Doug Peterson for tanking the final game of the season against Washington. Tom Fox looks at the business enablers of Donald Trump and the Trump Administration and wonders when they will be called to task. He gives a shout out to Texas Senator Ted Cruz who sent out fundraising emails during the insurrection asking donors to donate money to the continue his attacks and lies. Through his actions Cruz retains his standing as the No. 1 A-Hole in Congress.  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 73, the Insurrection Edition

Welcome to the only roundtable podcast in compliance. Today, we have the full quintet of Jonathan Armstrong, Jay Rosen, Jonathan Marks, Matt Kelly and Mike Volkov for a deep dive into plethora of topics in this special year end review edition. We end with a veritable mélange of rants and shouts outs. Jonathan Armstrong joins us from London to detail some of the most instructive GDPR cases decided in 2020. Armstrong shouts out to Father Christmas and reminds every one of the Covid-19 danger he faces this year and asked you leave out some hand sanitizer instead of cookies. Jay Rosen asks, ‘where have all the monitors gone’? Jay rants about how the phrase “take off your mask” has become a tool of sexual harassment. Matt Kelly considers three key events from 2020 and what they all mean for the compliance professional. The Pandemic, discrimination and social justice, and the election. Matt rants about the GOP members who refuse to accept the results of the election and Electoral College. Mike Volkov looks at FCPA enforcement in 2020 in general and the Goldman Sachs enforcement action specifically. Volkov shouts out to the 48 states Attorney Generals and the FTC for filing suit against Facebook and rants about former Goldman exec Gary Cohen not agreeing to the 1MDB clawback. Jonathan Marks looks at the increase of books and records enforcement action under the FCPA Accounting Provisions which can be the basis of a SEC violation where there the actions are neither foreign nor corrupt. In a very Philadelphia shout out/rant (at the same time), Marks delineates the Eagles benching of Carson Wentz. Tom Fox gives a bittersweet shout out David Prowse who recently died. Prowse was the first actor to play Darth Vader albeit voiced by James Earl Jones.  The members of the Everything Compliance are: Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episode 71 - the Year End Review Edition

In this bi-monthly podcast, Tom Fox brings together 5 of the compliance industry's top commentators to share their thoughts opinions and insights. Learn from Mike Volkov, Matt Kelly, Jonathan Armstrong, Sarah Hadden and Jay Rosen.

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Everything Compliance

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